The series 65 examination is also known as the uniform investment adviser law examination and has the main purpose of testing if candidates are qualified for working as investment adviser representatives. I have been training for the last 6 years, and i have always used examfx, but i got a lot of student feedback that efx was missing information that was asked about on the state. Let brian lee take you through all the testable content you need to know to pass the first time. The answers to these questions are general in nature and do not include or account for all of the exceptions by or variances among state securities regulators. The exam covers topics that have been determined to be necessary to. Series 66 is a north american securities administrators association nasaa exam, which is required for individuals seeking to register with a state securities administrator in order to function as both securities agents and investment. In few weeks im taking series 7 test and besides that im foreigner and english is my 2nd language im also new to financial business.
The number one series 65 exam prep provider i hear recommended most often is kaplan s series 65 program. I ended up switching to kaplan for several tests lah, series 7, series 63, series 65. Kaplan financial educations securities licensing exam prep series 65 packages provide all the necessary tools to help you prepare, practice, and perform on the nasaa series 65 exam, uniform investment adviser law examination. So, i will be scheduling to take my series 65 for a second time soon and had some concerns. The people who say, i did the series 65 exam prep, then i took the test, and i felt the prep material appropriately prepared me for the test that is what you would want. Looking for series 65 securities exam prep practice. About the series 65 exam questions 3hour time frame 72% to pass about the series 66 exam 100 questions. In order for a candidate to pass the series 65 exam, heshe must correctly answer at least 94 of the scored questions. So, i decided to buy the kaplan book and qbank which ive been using for the past month. Two of knopman marks instructors, howard kaplan and dave meshkov share their insights after training. Ive answered around 2500 qbank questions out of the 3400 they have to offer. Pass perfect, securities training corp, solomon exam, training consultants, a.
I have only one attempt to pass series 7 and then series 66, so if somebody could help me and let me know which materials kaplan or tc in your opinion are. Our goal is to provide efficient and effective training material so you can pass the series 65. Series 7 examkaplan posted by roguetiger15 on 53 at 1. Series 65 and series 66 passing grade increased hedge fund. Series 65 and series 66 passing grade increased hedge. But you need to understand the workings of iras, 401ks, roth versus traditional. Series 65 best practices kaplan financial education is proud to bring you our best practices guide, created to help you pass your series 65 securities licensing exam. Training consultants series 65 exam training solutions. Knopman marks financial training provides best in licensing exam prep for series 7, 79, 63, 24, and more. The actual exam also covered more ground than tc prep tests did a bit more tax, financial analysis, npv, etc. Kaplan financial was our favorite because of its comprehensive programs and flexible. Our series 66 courses will prepare you for your exam. One observation is that tc had a significant number of except questions on their tests vs the actual test.
How to pass the series 24 exam knopman marks financial. I ended up switching to kaplan for several tests lah. Their material was awesome when it came to understanding the concepts. Over the last 20 years, we have successfully trained over 1,000,000 individuals for these exams. I receive a lot of questions about the sie vs series 7 exam. Contact us today for custom training materials and personal instruction. The series 66 satisfies series 65 and series 63 exam requirements, but series 7 registration is a corequisite for the series 66. The book on the 65 with kaplan is good, i started off with solomon and couldnt handle the way they structured their book or their question bank. The training consultants exams were particularly helpful as they mirrored.
Series 6566 kaplan financial education 2 benchmark survey it is important to kaplan that we provide you with the best licensing exam preparation possible. Jan 11, 2017 stc was very good for the series 7, but the 66 was terrible, and considering the 65 is also legalese, id still stay away from stc for the 65. Our series 65 online training course is the ideal solution for your busy schedule. If you benefit from these materials, just click the link below. Kaplan university has been acquired by purdue university, creating purdue university global, a new public university with more than 180 online programs. The free series 65 practice test will assist you in passing the series 65 exam, which is a test that is used to assess the testtakers.
While obviously some exams are more difficult than others im looking at you 65. Do not use the browser back button while doing this test. Training consultants offers you the most efficient and effective training solutions to ensure you master the difficult exam concepts and have the confidence to pass your exam the first time. In this video we discuss key tips for students studying for the series 66 exam. The outline of the exam and study resources was developed by north american securities. Our goal is to provide efficient and effective training material so you can pass the series 65 on your first attempt.
The series 65 exam hedge fund law blog helena may 7. The free series 65 practice test will assist you in passing the series 65 exam, which is a test that is used to assess the testtakers knowledge and ability to perform adequately as an investment advisor. The exam is required if you want to be licensed by a state in order to work with investors. The series 65 exam the nasaa investment advisers law examination is a north american securities administrators association nasaa exam administered by finra. Various study packages are available, designed to meet your specific needs. I am the founder of test geek exam prep llc and i want to welcome you to testgeek exam preps series 66 video course. Began with training consultants again and found the material to be much easier to retain. Did you or anyone take the practice exam and mastery exam through kaplan. The series 65 is a securities license required by most u. Another nice component of kaplans sie exam study material is the companys qbank. Series 65 exam training solutions provided by training consultants. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. I am using training consultants and kaplan for test questions and practice exams. Dont use stc, everyone at my job fails when they use that and end up buying training consultants.
To compliment our series 65 book, we also offer extensive flashcards for even more series 65 exam prep help. Fortunately for those with series 24 in their future, the knopman marks series 24 at a glance guide lays out a proven study process. I used kaplans study materials and i think those practice exams were. So if you have series 7, opt for the 66, its a little shorter. Start studying series 66 kaplan unit 1 federal securities regulations. Stc was very good for the series 7, but the 66 was terrible, and considering the 65 is also legalese, id still stay away from stc for the 65. The series 66 is more difficult than the series 7 exam. We offer a complete program of online training for insurance licensing and securities exams, designed to ensure you pass on first attempt. For texts, stc remains a top choice among my students, however kaplans qbank in the case of the series 7 topoff. The series 65 exam underwent a dramatic change that became effective in 2000. Purdue global makes it possible for adult students to achieve a highquality education from the respected purdue university system.
The stc exams were off in my opinion versus the actual test, way too easy. When it comes to the sie vs series 7 the verdict is not too different. I used training consultants for the series 7 and passed the first time with an 85%, but ive been hearing that training consultants isnt as good for the series 66 compared to kaplan. I used both stc and training consultants materials to study for the 66. I had been using kaplan prior to your training, then switched to training consultants. Series 66 is a north american securities administrators association nasaa. The series 65 examination is also known as the uniform investment adviser law examination and has the main purpose of testing if candidates are qualified for working as investment. The following are frequently asked questions about the series 65 examination. When i first took the exam, i used only training consultants. Series 65 is a north american securities administrators association nasaa exam which is required for individuals seeking to register with a state securities administrator in order to function as an investment adviser representative. Series 24 exam training solutions training consultants. Series 6, 63, 65, and 7 and each exam was passed successfully on the first try. The exam covers topics that have been determined to be necessary to understand in order to provide investment advice to clients. Kaplan financial educations securities licensing exam prep series 65 packages provide all the necessary tools to help you prepare, practice, and perform on.
You can get selfstudy materials, or you can take a live class. Sep 01, 2016 the people who say, i did the series 65 exam prep, then i took the test, and i felt the prep material appropriately prepared me for the test that is what you would want. Purdue global makes it possible for adult students to. Training consultants has updated their hours and services. Others such as pass perfect and training consultants are helpful, but stc. Two of knopman marks instructors, howard kaplan and dave meshkov share their insights after training thousands of. I originally took the exam using the training consultants material and only made a 61. Series 7 exam kaplan posted by roguetiger15 on 53 at 1. Series 66 kaplan unit 1 federal securities regulations. It is probably very difficult to create questions that are similar to those on the series 66 exam. The nasaa series 65, investment advisers law exam is designed to qualify candidates as investment advisor representatives.
The answers to these questions are general in nature and do not include or account for all of the exceptions by or variances. Oct 05, 2008 the series 65 exam underwent a dramatic change that became effective in 2000. Series 65 is a north american securities administrators association nasaa. Began with training consultants again and found the material to.
Our series 65 courses will prepare you for your exam. The series 65 exam, called the uniform investment adviser law. Tips to prepare for the series 65 exam, and recommendations on the best. This was my second attempt after failing it the first time with a 61. Pass perfect is a leading developer of targeted, effective training programs for the securities licensing exams. Series 7 exam training solutions training consultants. For texts, stc remains a top choice among my students, however kaplans qbank in the case of the series 7 topoff exam is arguably superior than stcs practice questions. Check out our premium series 65 study guide to take your studying to the next level. The number one series 65 exam prep provider i hear recommended most often is kaplans series 65 program. Solutions include live class, online class, self study books, and practice exam questions. Securities exam changes in 2010 hedge fund law blog pingback. Heres my experience studying for, taking and passing the series 65. Looking for series 66 securities exam prep practice.
Series 65 exam training solutions training consultants. To pass your series 65 licensing exam, examfx has created a comprehensive online training program to ensure that you are prepared to pass your exam on 1st attempt. Learn vocabulary, terms, and more with flashcards, games, and other study tools. Jul, 2017 in this video we discuss key tips for students studying for the series 66 exam. The series 65 exam hedge fund law blog helena may 7, 2010 at 1. Might use another training program if i get another chance.
Nov 12, 2019 when it comes to the sie vs series 7 the verdict is not too different. Sometimes, i am a little skeptical about comments that i read on forums when there seems to be excessive touting of one prep provider. We understand the challenges you face when taking on a new career. Read the stc book and found i retained literally nothing. It had long been a 75question exam that focused primarily on state securities laws the uniform securities act and. Insurance, securities, and continuing education training. Kaplan has prepared a best practices guide to help you pass the first time. After using kaplan and failing by 4, then 1 question, i used tc and passed with flying colors. Series 7 exam training solutions provided by training consultants solutions include live class, online class, self study books, and practice exam questions. Unique solutions to taking your investment advisor rep exam. Series 65 exam prep tips and best study guides michael kitces. Our level of experience and expertise is unmatched. Firm offers stc but for the sie and 7 to ive been using kaplan. Overall, kaplan is a large and capable company so i anticipate that their sie curriculum may improve.